Monday, July 6, 2009

Sexing up the 360-Degree Feedback, Revisited

Cartoon by Brian Aggeler from State Magazine

I posted Sexing up the 360° Feedback back in April of 2008. Recently I’ve found an excuse to revisit this topic when I read Michelle Stefanick’s paper on Powell’s Leadership Principles- Time for State Department to Revisit for the U.S. Army War College (March 30, 2009│Strategy Research Project; PDF). Below is what she writes about the 360-Degree Feedback:

Initially utilized in an ad hoc basis, the Department later implemented a “360-Degree feedback” system, a tool to provide insight on employees from peers, subordinates, and supervisors, for both career developmental and assignment purposes. If effectively implemented the “360-Degree feedback” can add significant value for self improvement. Rater anonymity promotes feedback candor, and keeping a target individual’s results confidential enhances the safety that is so important for personal growth. The immediate concern of many practitioners is that the value of the feedback for learning and development is compromised if conditions of psychological safety such as feedback confidentiality and rater anonymity are removed, particularly in an organization where there are concerns over issues of trust, candor and openness of communication.

Unfortunately, the Department has distorted from the true purpose of this effective tool by expanding its usage to accumulate evidence on whether a nominee should be selected for leadership positions, such as ambassadors and Deputy Chief of Mission. The Department believes this process identifies whether the nominee has the required leadership qualities and now uses it for placement of all FS employees. It has been used as a means of weeding out candidates as well as establishing an environment that challenges an employee’s due process.

The “360-Degree Feedback” process is an effective leadership development tool when properly applied. Improper use can be both detrimental to the employee and the institution, particularly if it hinders an employee’s due process and trust within an institution. During the selection process for filling positions, particularly leadership positions, the Department should reconsider its application of the “360-Degree Feedback” tool and take heed to the cautionary warning amongst practitioners themselves.

Below is what I wrote over a year ago (with very minor tweaks) …and nothing I’ve seen has made me changed my thoughts on this:

Anonymous FSO over at The Way I See Things recently posted Knowing Who You Worked With and writes that: “Supposedly all DCMs and CGs now have 360 reviews done of them before they're hired. But the candidate selects his reviewers, and the results are, of course, never made public.”

I think the 360° feedback has indeed become a rolling buzzword in Foggy Bottom and mission corridors. One of the bureau bees told me not too long ago that State takes very seriously the leadership qualities of its senior officers, most particularly those going to larger posts. As proof of this, she added, the bureau now routinely requires 360° feedback for all their DCM candidates (I have not heard that one about the CGs). Anecdotal evidence also shows that some posts are requesting “360° feedback” when bidding on some section chiefs positions. I must admit that I am not sure how much of the 360°s going on right now are done formally through FSI’s Leadership and Management School or HR but I have seen one-page documents that some posts are using as 360° questionnaires (apparently with questions excerpted from the guidance cable).

As much as I’m happy to see efforts invested in matching senior jobs with the right candidates, I have to say that this makes me feel like we’re flying on the seat of our pants. This is “corridor reputation” in Word documents – except that candidates, now get to pick which corridor you can walk into and which part of their reputation you can listen to. To me, the 360° feedback gives us two certainties: 1) that the top bird had at least 6-8 birds in the world who liked him/her and, 2) the “top bird is a jerk syndrome” had not been systematically ruled out because of #1. (Note: this image was forwarded to me and I could not locate the name of cartoonist; please tell me if you know). I have very strong reservations about the use of the 360° feedback for purposes other than developmental. The main goal of the 360-degree process -- where you "go around" employees, asking supervisors, direct reports, peers and clients about their performance, is to raise the employees’ awareness of how they impact others and act as a catalyst for their change in behavior. Margaret Kubicek in Training Magazine also writes that:

“To have any genuine value or meaningful impact, 360-degree feedback must be far more than a standalone activity. It should involve managing the individual's expectations, aligning questionnaires to competency frameworks, setting goals to integrate the exercise into personal development plans and providing feedback from trained facilitators.”

Using the 360° feedback for evaluative purposes especially when a candidate’s next job is on the line can easily transform this useful learning tool into an inflated, useless material with real consequences for operational effectiveness. Inflated? Nah!! Below is my list on how to sexed up the 360° feedback:

A• Include people from my inner circle who can throw in harmless comments; this is needed to make feedback sound credible (e.g. “She works too darn hard for her own good at times.”)

B• Include people with whom I have excellent, solid relationships (no invites to ex-spouses or ex-bffs or those I head-banged with)

C• Include only those with excellent and effective communication skills who fits A & B

D• Include my junior protégées who thinks I’m Mother Teresa

E• Exclude peers who might be “borderline” raters; if I don’t know what you really think of me, you don’t make the list

F• Exclude FSN direct reports; if you have less than perfect English, you don’t make the list (see rule C)

Oops, pardon me - I think my cynical slip is showing here. But really, is it not that all you need is a carefully cultivated set of individuals, spread across the relevant rate groups, that you can then call on during the bid-time crunch?

I do realize that allowing employees to select their own raters increases the chance that the employees would internalize the feedback received and craft appropriate development plans. But since this is being used as a “placement” tool, allowing employees to select their own raters instead of randomizing raters from a larger pool almost certainly ensures that the Bureau only hears the upsides and almost none of the downsides of working with Mr. CG-to be or Ms. DCM-to be. My understanding is that in addition to the names that bidders propose as raters, the Bureaus can also ask additional individuals to provide reference input – the question is how often is that really done?

I think it is important that Bureaus have a good perspective of the bidders/candidates' people and leadership skills prior to sending them off to more responsible jobs. However, if State must use the 360 as a "review" or "reference" tool, it should refine the process as follows:

Randomize the rating pool to include the largest number of raters possible: the 6-8 raters should not be handpicked by the candidate. It is safe to assume that one can find 6-8 souls who would say Candidate X is fabulous even when Candidate X is a lousy boss. I do not have any argument with the number of raters required, more than eight feedback would probably be too much to handle; I just would like to see that the eight comes randomly selected from a realistic pool instead of a shallow tide pool (known sometimes as the mutual appreciation club).

Couple the “360” with the “lobby info” – almost all the individuals who have been lobbied to speak on behalf of the candidates are already positively inclined towards the candidates, or they won’t come calling; so balance this info with the randomized feedback to get a better view of each candidate.

Every candidate not selected for the job should be strongly advised to start a development plan (with assistance from a trained facilitator or coach from FSI’s Leadership and Management Schools; presuming that the school has qualified coaches). For every CG or DCM or Section Chief successfully assigned, there are others waiting in the wings. Those afflicted with "micromanagetitis" or ailing as “screamers,” should get a chance to improve themselves under competent guidance. I heard that unsuccessful bidders get their feedback from their CDOs (Career Development Officers) but unless CDOs have the specialized skills to assist these candidates, this part of the process is not going to contribute to any sustained momentum for development.

Brian Murphy writing for the Training Journal says that the 360-degree feedback as a tool harbors inherent dangers, particularly if the appropriate guidance and interventions are not readily available. I fully agree and that's why it's necessary in my view not only to have competent facilitators for this but to also to ensure that raters know how to provide effective feedback. Finally, I think Murphy provides wise insight when he writes, “The gathering of feedback data is simply the starting point in the development cycle. Raised awareness in isolation rarely leads to changed behavior."

Raised awareness in isolation rarely leads to changed behavior. I think that nails it on the head.

1 comment:

jc said...

There's two perspectives on using 360 evaluations: are they being utilized as effectively as they could be? - or alternatively - is their current use an improvement on the status quo ante?

From the latter perspective, I would say that just stating the premise that an individual's leadership characteristics ought to be a criterion in determining whether that individual should be entrusted with a leadership position is a step in the right direction. Could it be applied more rigorously? Of course. Isn't letting someone suggest their own 360 raters subject to self selection? of course, but no more so than letting that individual suggest their own references (generally supervisors).

I've been on both sides. I've suggested names for 360 reviews and I've gotten the e-mails asking for feedback (I haven't been on the side of reviewing the feedback to select a candidate). I've tried to give honest feedback. I think that the questions asked are serious questions that beg a thoughtful response. An interesting question is "who else should we contact" - which suggests that those doing the review are taking the process seriously.

More recently, I've gotten the 360 review that must be linked to the leadership training course. That will be used to provide direct feedback - the downside is that the questions themselves focus on rating various characteristics with numbers with less emphasis on qualitative comments.

In the best of all possible worlds, people would get the training and mentoring that they need, but if we could stop putting people with poor management/leadership skills into leaadership positions, that might at least help the next generation.